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by CSS (Compliance Solutions Strategies)
Coffee & Regs

Regulator Insights & SEC Exam Priorities

Description

In this episode, CSS’s team of CCO experts Korrine Kohm and Dan Haynes discuss regulatory examinations, SEC priorities and trends and insights into how compliance teams can be more proactive before the regulators come knocking.

Details

Episode 38

Season 2

by CSS (Compliance Solutions Strategies)