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by CSS (Compliance Solutions Strategies)
Coffee & Regs

The RIA Wild West of Going Independent

Description

In this episode, CSS's Director of Retail Wealth Manager Services, Korrine Kohm and Founder of Transition To RIA, Brad Wales discuss the path to becoming an independent registered investment adviser, best practices to get started on your journey and compliance pitfalls to avoid.

Details

Episode 32

Season 2

by CSS (Compliance Solutions Strategies)